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Joseph Givens Baker

Invesco Advisers, Inc.

Atlanta, GA

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Current Employers
Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-28
  • TX RA
    APPROVED
    Since 2014-07-28

Branch Locations

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Atlanta GA 05/2014 Present
Invesco Advisers, Inc. Atlanta GA 07/2014 Present
  • 05/2014 → Present
    Invesco Distributors, Inc.
    Atlanta, GA
  • 07/2014 → Present
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-24
S63 Uniform Securities Agent State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2014-07-24
  • S63 Uniform Securities Agent State Law Examination
    2008-10-30
Other Names
  • Joe G Baker
  • Joseph G Baker

View on SEC IAPD

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