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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-05
TX RA APPROVED 2024-04-29
  • FL RA
    APPROVED
    Since 2024-05-05
  • TX RA
    APPROVED
    Since 2024-04-29

Branch Locations

Defuniak Springs, FL • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2008 04/2024
Kestra Investment Services, Llc Defuniak Springs FL 04/2024 Present
Kestra Advisory Services, Llc Defuniak Springs FL 04/2024 Present
Previous Registrations
  • 2008-12-19 → 2024-04-06
    Westville, FL
    Westville, FL
    St Louis, MO
    Defuniak Springs, FL
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/26/2024 ADDRESS: 5707 Southwest parkway, building 2, suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GALLOWAY WEALTH MANAGEMENT POSITION: I am the Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2024 ADDRESS: 580 twin lakes dr, defuniak springs FL 32433, United States DESCRIPTION: I will be working with clients to help them reach their financial goals. In doing so i will be buying and selling investments and life insurance. Name: PROPERTY POSITION: owner NATURE: Pay taxes on it INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2008 ADDRESS: 1469 Hwy 2, Westville FL 32433, United States DESCRIPTION: none

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-04
  • S66 Uniform Combined State Law Examination
    2008-12-04

View on SEC IAPD

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