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Current Employers
Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-29
MO RA APPROVED 2026-05-27
TX RA APPROVED_RES 2026-05-27
KS RA APPROVED 2023-10-11
  • AZ RA
    APPROVED
    Since 2026-05-29
  • MO RA
    APPROVED
    Since 2026-05-27
  • TX RA
    APPROVED_RES
    Since 2026-05-27
  • KS RA
    APPROVED
    Since 2023-10-11

Branch Locations

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management Inc Shawnee KS 05/2026 Present
Professional Financial Concepts Llc Shawnee KS 05/2026 Present
Deuce'S Hauling & Transport Shawnee KS 01/2013 10/2023
Securities America, Inc. Shawnee KS 03/2023 10/2023
Securities America Advisors Shawnee KS 05/2023 10/2023
Geneos Wealth Management Shawnee KS 10/2023 05/2026
Professional Financial Concepts Llc Shawnee KS 10/2023 05/2026
  • 05/2026 → Present
    Shawnee, KS
  • 05/2026 → Present
    Professional Financial Concepts Llc
    Shawnee, KS
  • 01/2013 → 10/2023
    Deuce'S Hauling & Transport
    Shawnee, KS
  • 03/2023 → 10/2023
    Securities America, Inc.
    Shawnee, KS
  • 05/2023 → 10/2023
    Securities America Advisors
    Shawnee, KS
  • 10/2023 → 05/2026
    Geneos Wealth Management
    Shawnee, KS
  • 10/2023 → 05/2026
    Professional Financial Concepts Llc
    Shawnee, KS
Previous Registrations
  • 2023-05-19 → 2023-10-12
    Securities America Advisors, Inc.
    Shawnee, KS
Other Businesses

1) DBA: Professional Financial Concepts located at branch location. 2) GREENVIEW RIDGE HOMES ASSOCIATION - Vice President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-12
S63 Uniform Securities Agent State Law Examination 2023-05-05
  • S65 Uniform Investment Adviser Law Examination
    2023-05-12
  • S63 Uniform Securities Agent State Law Examination
    2023-05-05

View on SEC IAPD

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