Christopher A Thomas

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-01-28

TX RA
APPROVED

Since 2022-01-28

Branch Locations

407 S Stagecoach Trail Suite 109, San Marcos, TX 78666 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	07/2012	08/2021
Bbva Securities Inc.	Austin	TX	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	12/2012	08/2021
Bbva Wealth Solutions Inc.	Austin	TX	06/2015	08/2021
Pnc Investments	Austin	TX	08/2021	01/2022
Edward Jones	St Louis	MO	01/2022	Present

07/2012 → 08/2021

Compass Bank

Birmingham, AL
05/2013 → 08/2021

Bbva Securities Inc.

Austin, TX
12/2012 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
06/2015 → 08/2021

Bbva Wealth Solutions Inc.

Austin, TX
08/2021 → 01/2022

Pnc Investments

Austin, TX
01/2022 → Present

Edward Jones

St Louis, MO

Previous Registrations

2021-08-18 → 2022-02-08

Pnc Wealth Management Llc

Frisco, TX

Austin, TX

Austin, TX

Austin, TX
2015-06-12 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Woodway, TX

Austin, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-08
S63	Uniform Securities Agent State Law Examination	2013-04-24

S65 Uniform Investment Adviser Law Examination

2015-06-08
S63 Uniform Securities Agent State Law Examination

2013-04-24

Other Names

Chris Thomas
Christopher Aaron Thomas

View on SEC IAPD

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