Brandon Lee Klippel

Current Employers

Vista Cima Wealth Management Llc

Surprise, AZ • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-07
AZ	RA	APPROVED	2019-09-13

TX RA
APPROVED_RES

Since 2019-10-07
AZ RA
APPROVED

Since 2019-09-13

Branch Locations

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Surprise	AZ	01/2016	11/2016
Wells Fargo Clearing Services, Llc	Surprise	AZ	11/2016	Present
Cima Capital Wealth Management	Waddell	AZ	05/2019	Present

01/2016 → 11/2016

Wells Fargo Advisors, Llc

Surprise, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Surprise, AZ
05/2019 → Present

Cima Capital Wealth Management

Waddell, AZ

Previous Registrations

2016-02-05 → 2019-09-17

Wells Fargo Clearing Services, Llc

Surprise, AZ
2008-12-17 → 2016-01-25

Edward Jones

Surprise, AZ

Sun City, AZ

Tempe, AZ

Other Businesses

MINDSET LEADERSHIP GROUP LLC, NOT INV RELATED, WADDELL, AZ, 51% OWNER/AUTHOR, START: 8/31/2015, 16 HOURS PER MONTH/8 DURING TRADING, DUTIES: COACHING PROFESSIONALS IN VARIOUS INDUSTRIES AND C0-AUTHOR A BOOK. MINDSET POSITIONING, NOT INV RELATED, WADDELL, AZ, CO-AUTHOR, START: 12/19/2016, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: CO-AUTHOR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-04

S66 Uniform Combined State Law Examination

2008-12-04

View on SEC IAPD