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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
FL RA APPROVED 2021-01-20
TN RA APPROVED 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • FL RA
    APPROVED
    Since 2021-01-20
  • TN RA
    APPROVED
    Since 2019-10-18

Branch Locations

1639 Medical Center Pkwy Ste 305, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Murfreesboro TN 09/2008 Present
Robert W. Baird & Co. Incorporated Murfreesboro TN 10/2019 Present
Previous Registrations
  • 2008-12-16 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Murfreesboro, TN
Other Businesses

FOUR-OH LLC, NOT INVESTMENT-RELATED, PARTNER IN FAMILY CROP FARMING BUSINESS, 860 E. 250 S. PRINCETON, IN 47670, 1/2001, 0 HRS/MONTH, I HAVE NO MANAGEMENT INPUT NOR DECISION MAKING ABILITY. CO-TRUSTEE FOR FAMILY TRUST, INVEST-RELATED, 1 HR/MONTH AND 0 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE FILING INCOME TAX RETURN, DEPOSIT ANY TRANSFER OR GIFTS MADE TO THE TRUST, AND MAINTAIN PROPER RECORDS INCLUDING NOTICES SENT TO THE TRUST BENEFICIARIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-12
  • S66 Uniform Combined State Law Examination
    2008-11-12

View on SEC IAPD

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