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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-12
NY RA APPROVED 2025-12-11
  • TX RA
    APPROVED_RES
    Since 2025-12-12
  • NY RA
    APPROVED
    Since 2025-12-11

Branch Locations

Olean, NY • United States

2646 W. State Street Suite 408, Olean, NY 14760 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Olean NY 02/2015 06/2024
Lincoln Park Capital Llc Olean NY 06/2024 12/2025
Cetera Wealth Services, Llc El Segundo CA 12/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2025 Present
Lb Emf, Llc Olean NY 01/2015 Present
Enchanted Mountains Financial Olean NY 02/2015 Present
  • 02/2015 → 06/2024
    Lincoln Financial Securities Corporation
    Olean, NY
  • 06/2024 → 12/2025
    Olean, NY
  • 12/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2025 → Present
    Schaumburg, IL
  • 01/2015 → Present
    Lb Emf, Llc
    Olean, NY
  • 02/2015 → Present
    Enchanted Mountains Financial
    Olean, NY
Previous Registrations
  • 2024-07-01 → 2025-12-17
    Olean, NY
  • 2015-02-05 → 2024-07-01
    Osaic Fs, Inc.
    Olean, NY
    Olean, NY
    Radnor, PA
  • 2011-01-25 → 2014-12-01
    Invest Financial Corporation
    Olean, NY
    Belfast, NY
    Fillmore, NY
    Noughton, NY
    Appleton, WI
    Yorkshire, NY
    Allegany, NY
    Angelica, NY
    Portville, NY
    Portville, NY
    Olean, NY
    Bolivar, NY
    Franklinville, NY
    Salamanca, NY
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2009 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: LB EMF, LLC INVESTMENT RELATED: no ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX SERVICES START DATE: 01/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX SERVICES 3. NAME OF OTHER BUSINESS: ENCHANTED MOUNTAINS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: Burton Family Trust I u/a June 7, 2017 W&C INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TRUST START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR FAMILY TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-26
  • S66 Uniform Combined State Law Examination
    2009-01-26
Other Names
  • Lucas A Burton
  • Luke Burton

View on SEC IAPD

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