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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
120 West Drive N Suite 3, Marshall, MI 49068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Marshall | MI | 03/2016 | 11/2018 |
| Jhfn/Vpfg/Hurd | Marshall | MI | 09/2010 | Present |
| Royal Alliance Associates, Inc. | Marshall | MI | 11/2018 | 06/2023 |
| Osaic Wealth, Inc. | Marshall | MI | 06/2023 | Present |
1. VANTAGEPOINTE BENEFIT SOLUTIONS POSITION: Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/14/2014 ADDRESS: 120 West Drive N, Ste 4, Marshall MI 49068, United States DESCRIPTION: Answering phones and any general questions relative to health or ancillary products. 2. MARSHALL CHAMBER AMBASSADOR/VOLUNTEER POSITION: Ambassador/Volunteer NATURE: n/a INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: 323 W. Michigan Ave, Marshall MI 49068, United States DESCRIPTION: Volunteer for local activities. Welcome new businesses to the area/notice changes to local businesses. Meet with other ambassadors monthly for updates on local news and events. Volunteer for community events, when necessary. 3. YOUNGISH PROFESSIONAL COMMITTEE POSITION: Volunteer NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2017 ADDRESS: 323 W Michigan Ave, Marshall MI 49068, United States DESCRIPTION: Meet with local professionals to network. Generally, not during working business hours. Have attended a few meetings throughout the years to learn about local businesses and events. 4. VANTAGEPOINTE FINANCIAL GROUP POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2016 ADDRESS: 120 West Drive N, Ste 3, Marshall MI 49068, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 5. HURD FINANCIAL SERVICES, LLC POSITION: Office Management NATURE: LLC in order to complete payroll INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2010 ADDRESS: 120 West Drive N, Ste 3, Marshall MI 49068, United States DESCRIPTION: Complete payroll and other administrative responsibilities relative to financial services 6. VANTAGEPOINTE BENEFITS AGENCY POSITION: Member NATURE: LLC, treated as a S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 04/15/2025 ADDRESS: 120 West Drive N, Ste 4, Marshall MI 49068, United States DESCRIPTION: I have small portion of ownership in LLC. At times, discuss operations with the owners. MARSHALL CHAMBER AMBASSADOR/VOLUNTEER POSITION: Ambassador/Volunteer NATURE: n/a INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: 323 W. Michigan Ave, Marshall MI 49068, United States DESCRIPTION: Volunteer for local activities. Welcome new businesses to the area/notice changes to local businesses. Meet with other ambassadors monthly for updates on local news and events. Volunteer for community events, when necessary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-02 |
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