Douglas Adam Stone

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-10-29

TX RA
APPROVED

Since 2008-10-29

Branch Locations

8000 W Interstate 10 Ste 100, San Antonio, TX 78230-3802 • United States

Spring Branch, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	San Antonio	TX	08/2008	03/2020
Ameriprise Financial Services, Llc	San Antonio	TX	03/2020	Present

08/2008 → 03/2020

Ameriprise Financial Services, Inc.

San Antonio, TX
03/2020 → Present

Ameriprise Financial Services, Llc

San Antonio, TX

Other Businesses

Business Ownership; Cinco Piedras Ranch, LTD; Co-owner; This business will be to manage a cattle ranch; 28805 Kalkallo Dr, , Fair Oaks, TX, 78015; Not Investment-Related; 06/17/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Certainty of Uncertainty, LLC; Contractor of the legal entity; compensation received from an advisor owned entity to manage the practice; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-28

S66 Uniform Combined State Law Examination

2008-10-28