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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-19 |
| NY | RA | APPROVED | 2024-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Bridgewater | NJ | 06/2011 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2011 | 08/2024 |
| Guardian Life Insurance Company | Chesterfield | NJ | 08/2024 | Present |
| Park Avenue Securities | Chesterfield | NJ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-21 |
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