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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Santa Fe Springs | CA | 12/2009 | 10/2019 |
| Husami & Associates | Santa Fe Springs | CA | 09/2009 | Present |
| 1St Global Advisors, Inc. | Sante Fe Springs | CA | 12/2009 | 10/2019 |
| Avantax Insurance Services, Inc. | Fullerton | CA | 12/2009 | 09/2025 |
| Avantax Advisory Services | Fullerton | CA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Fullerton | CA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Fullerton | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HUSAMI & ASSOCIATES; POSITION: ANALYST NATURE: NULL INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2009 DESCRIPTION: FINANCIAL SERVICES ENTITY. 2)SUCCESSOR TRUSTEE OF NON FAMILY TRUST; SUCCESSOR TRUSTEE; I HAVE BEEN NAMED AS A TRUSTEE FOR A NON-FAMILY MEMBER TRUST; NIR; 0; 0; 45870; 1400 BREA BLVD FULLERTON CA 92835; CURRENTLY I HAVE NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-01 |
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