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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-18 |
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Glendale | CA | 02/2015 | 02/2017 |
| Park Ave Securities | Glendale | CA | 02/2015 | 01/2017 |
| Msi Financial Services, Inc. | Brea | CA | 01/2017 | 03/2017 |
| Massmutual Life Insurance Co | Newport Beach | CA | 02/2017 | Present |
| Mml Investors Services, Llc | Newport Beach | CA | 03/2017 | Present |
Independent insurance agent - from Brea, CA - 0 sec hours 2 non sec hours - selling Dental and Group Disability Income, Disability, Life/Accident/Health, Long-Term Care - servicing Fixed Annuities - since 01/2010 (2) Consult with transportation companies for set up and design and related to transportation activities - from Brea, CA - 2 sec hours 2 non sec hours - since 12/2010 (3) Name: American Alturas Inc Inv Rel: Y Add: 1919 Williams Street, suite 301 Simi Valley CA 93065 Nature/Duties: Owner of Corp for pass through Compensation Position: Owner Start Date: 07/22/2025 No Hrs/Mo: 40 No Hrs/Mo: During Sec Trading: 40
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-06 |
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