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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2010-01-27 |
Branch Locations
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Tampa | FL | 01/2010 | Present |
No. 1) Name of Business: NUO Therapeutics, Inc. Investment related. Address: 207a Perry Pkwy, Suite 1, Gaithersburg, MD. Nature of Business: Biomedical Company. Position/Title/Relationship: Director. Start Date: 05/2016. Hours per month: 15-20. Hours per month during Securities trading hours: 25%. Duties/Responsibilities: Scott serves as an Independent member of the NUO Therapeutics Board of Directors; a member of its Audit Committee, a member of its Nominating & Governance Committee, and Chairman of its Compensation Committee. No. 2) Name of Business: Buchannan General Hospital, Inc. Investment related. Address: 1535 Slate Creek Rd., Grundy, VA 24614. Nature of Business: I serve as Senior Vice President, a business development role. Position/Title/Relationship: Employee. Serve as Senior Vice President Physician Business development role. Start Date: 06/03/2019. Hours per month: 100-300. Hours per month during Securities trading hours: 0. Duties/Responsibilities: As SRVP I conduct internal analysis of business operations and work with staff to expand existing healthcare services of the hospital. No. 3) Name of Business: East River Park, LLC. Non-Investment related. Address: 291Karis LN Bluefield, WV 24701. Nature of Business: Mobile Home Park. DBA Landlord. Position/Title/Relationship: Owner. Start Date: 06/2011. Hours per month: 5. Hours per month during Securities trading hours: 1-5. Duties/Responsibilities: Owner of Land that rents lots to residents. No. 4) Name of Business: Cumberland Public Service District. Non-Investment related. Address: 1974 Country Girl Rd. Bluefield, WV 24701. Nature of Business: Board of Trustees. Position/Title/Relationship: Trustee. Start Date: 07/15/2014. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: The CPSD owns the waiter line assets under contract by the American Water Company to deliver water to the locals. No. 5) Name of Business: Coalfields Health Foundation, Inc. Non-Investment related. Address: 1532 Slate Creek Rd. Grundy, VA 24614. Nature of Business: Foundation to promote the development of Healthcare Services. Position/Title/Relationship: Employee. Start Date: 05/2017. Hours per month: 20-40. Hours per month during Securities trading hours: 20%. Duties/Responsibilities: Serve as the CEO working with the CHF's Chief Operating Office to establish the business operations and business development strategies.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-11 |
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