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Dallas, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 09/2014 | 04/2018 |
| Holman Wealth Management | Dallas | TX | 04/2018 | Present |
(1) 09/19/2014: Seneca Capital Corporation - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Business Entity For Tax purposes only (2) 03/09/2017: Taxes Now dba - Not Investment Related - Home Based - Tax Prep/Accounting/CPA - Started 02/21/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Prepare tax returns for individuals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-10 |
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