David Wayne Pickett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2018-04-20
TX	RA	APPROVED	2018-04-20

KS RA
APPROVED

Since 2018-04-20
TX RA
APPROVED

Since 2018-04-20

Branch Locations

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	07/2010	04/2018
Lawing Financial Inc.	Overland Park	KS	11/2008	10/2017
Prime Capital Investment Advisors, Llc	Overland Park	KS	07/2017	04/2018
Lpl Financial	Leawood	KS	04/2018	Present

07/2010 → 04/2018

Cambridge Investment Research, Inc

Fairfield, IA
11/2008 → 10/2017

Lawing Financial Inc.

Overland Park, KS
07/2017 → 04/2018

Prime Capital Investment Advisors, Llc

Overland Park, KS
04/2018 → Present

Lpl Financial

Leawood, KS

Previous Registrations

2017-07-20 → 2018-04-20

Prime Capital Financial

Overland Park, KS
2008-11-03 → 2017-10-13

Lawing Financial Inc

Overland Park, KS

Overland Park, KS

Other Businesses

1. 5/13/2020 - Performance Dashboard - Investment Related - 6712 W. 128th Terrace - Outside/W-2 Employment - Consultant - Started 04/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Short-term project assisting a company with performance improvement opportunities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-29

S66 Uniform Combined State Law Examination

2008-10-29

View on SEC IAPD