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Nicholas Harrison Amodio

LPl Financial LLC

Westlake Village, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-11
CA RA APPROVED 2023-01-26
  • TX RA
    APPROVED
    Since 2024-12-11
  • CA RA
    APPROVED
    Since 2023-01-26

Branch Locations

2829 Townsgate Rd Suite 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Encino CA 03/2011 01/2023
Charles Schwab Bank Encino CA 03/2011 01/2023
Thompson Class Calabasas CA 04/2012 01/2019
Lpl Financial Llc Westlake Village CA 01/2023 Present
  • 03/2011 → 01/2023
    Charles Schwab & Co.,Inc
    Encino, CA
  • 03/2011 → 01/2023
    Charles Schwab Bank
    Encino, CA
  • 04/2012 → 01/2019
    Thompson Class
    Calabasas, CA
  • 01/2023 → Present
    Lpl Financial Llc
    Westlake Village, CA
Previous Registrations
  • 2011-04-18 → 2023-01-31
    Charles Schwab & Co., Inc.
    Los Angeles, CA
    Encino, CA
    Encino, CA
  • 2010-10-11 → 2010-12-03
    Quest Capital Strategies, Inc.
    Woodland Hills, CA
Other Businesses

1) 08/19/2022 - Amodio Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-13
S65 Uniform Investment Adviser Law Examination 2010-02-01
  • S63 Uniform Securities Agent State Law Examination
    2010-11-13
  • S65 Uniform Investment Adviser Law Examination
    2010-02-01
Other Names
  • Nick Amodio
  • Nick Harrison Amodio

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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