Raymond Joseph Ortega

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2020-04-10
IA	RA	APPROVED	2019-01-09
TX	RA	APPROVED_RES	2019-01-09
IN	RA	APPROVED	2019-01-07
AZ	RA	APPROVED	2019-01-04
OH	RA	APPROVED	2019-01-04
IL	RA	APPROVED	2018-11-02

MI RA
APPROVED

Since 2020-04-10
IA RA
APPROVED

Since 2019-01-09
TX RA
APPROVED_RES

Since 2019-01-09
IN RA
APPROVED

Since 2019-01-07
AZ RA
APPROVED

Since 2019-01-04
OH RA
APPROVED

Since 2019-01-04
IL RA
APPROVED

Since 2018-11-02

Branch Locations

Northfield, IL • United States

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii	Rosemont	IL	12/2013	11/2018
Platinum Wealth Solutions, Llc	Rosemont	IL	12/2013	Present
Royal Alliance Associates, Inc.	Rosemont	IL	11/2018	Present

12/2013 → 11/2018

Sii

Rosemont, IL
12/2013 → Present

Platinum Wealth Solutions, Llc

Rosemont, IL
11/2018 → Present

Royal Alliance Associates, Inc.

Rosemont, IL

Previous Registrations

2013-12-06 → 2018-11-02

Signator Investors, Inc.

Rosemont, IL
2011-06-10 → 2013-12-18

Msi Financial Services, Inc.

Downers Grove, IL

Chicago, IL

Chicago, IL

Other Businesses

1. PWS-FIXED INSURANCE POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2006 ADDRESS: 28411 Northwestern HWY, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of Fixed Annuities & Non-Variable Insurance. 2. PLATINUM WEALTH SOLUTIONS OF CHICAGO--SECURITIES POSITION: Financial Planner/IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/10/2013 ADDRESS: 28411 Northwestern HWY, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of securities, investment advisory & insurance products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-19
S63	Uniform Securities Agent State Law Examination	2006-05-18

S66 Uniform Combined State Law Examination

2011-05-19
S63 Uniform Securities Agent State Law Examination

2006-05-18

Other Names

Ray Ortega
Raymond J Ortega

View on SEC IAPD