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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-30
TX RA APPROVED 2022-09-29
  • CA RA
    APPROVED
    Since 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-29

Branch Locations

700 Ygnacio Valley Rd Suite 140, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Alameda CA 09/2008 09/2016
Edward Jones St Louis MO 09/2016 09/2022
Raymond James Financial Services, Inc. Walnut Creek CA 09/2022 Present
Raymond James Financial Services Advisors, Inc. Walnut Creek CA 09/2022 Present
Previous Registrations
  • 2017-01-20 → 2022-09-30
    Pleasant Hill, CA
    Pleasant Hill, CA
    St Louis, MO
    Martinez, CA
    Walnut Creek, CA
Other Businesses

(1)Name of Business: Address: 9644 Broadmoor Dr, San Ramon, CA, 94583, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/22/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of AirBnB Property (2)Name of Business: Diamond Oak Wealth Partners Address: 700 Ygnacio Valley Rd, Ste 140, Walnut Creek, CA, 94596, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA Name (3)Name of Business: RBK Financial Address: 700 Ygnacio Valley Rd, Ste 140, Walnut Creek, CA, 94596, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: LLC for business income

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-18
  • S66 Uniform Combined State Law Examination
    2016-11-18
Other Names
  • Randi Allyn Hayworth

View on SEC IAPD

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