Fabio Santos

Current Employers

Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-04-26

CT RA
APPROVED

Since 2021-04-26

Branch Locations

Easton, CT • United States

579 Main Street, Bolton, MA 01740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	08/2015	04/2019
Bolton Global Capital	Bolton	MA	04/2019	Present

08/2015 → 04/2019

Morgan Stanley Smith Barney Llc

New York, NY
04/2019 → Present

Bolton Global Capital

Bolton, MA

Previous Registrations

2016-03-30 → 2019-04-30

Morgan Stanley

New York, NY

Other Businesses

OWNER AND MANAGER OF SCIOSOLIS, LLC, ENTITY CREATED FOR ACCOUNTING PURPOSES TO RECEIVE COMPENSATION DERIVED FROM SECURITIES AND INVESTMENT ADVISORY BUSINESSES. NOT DIRECTLY RELATED TO INVESTMENTS. CONDUCTED FROM BRANCH LOCATION. TIME SPENT ON ACTIVITY IS MINIMAL (NO MORE THAN A FEW HOURS PER MONTH, BALANCED WITH MANAGING PERSONAL FINANCES). BEGAN AUGUST 2019.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-29
S63	Uniform Securities Agent State Law Examination	2009-01-16

S66 Uniform Combined State Law Examination

2016-03-29
S63 Uniform Securities Agent State Law Examination

2009-01-16

Other Names

Fabio Jose Joaquim Dos Santos
Fabio Jose Joaquim Santos

View on SEC IAPD