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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Downers Grove | IL | 08/2008 | 11/2024 |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1. 10/29/2024; GENESIS CONSULTING SOLUTIONS LLC; Business owner; Not inv related; 10 hr/mo non trading; 0 hr/mo trading; 10/11/2024 2. 10/29/2024; EXPLORE THE WORLD TRAVEL LLC; Business owner; Not inv related; 20 hr/mo non trading; 0 hrs/mo trading; 07/03/2023 EXPLORE THE WORLD TRAVEL, LLC POSITION: Owner NATURE: Travel & Leisure INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2023 ADDRESS: 1945 Powers Ferry Road SE, Unit 627, Atlanta GA 30339, United States DESCRIPTION: Book Vacation and Leisure Travel for Customers
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-16 |
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