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Boston, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-04-29 |
Branch Locations
Boston, MA • United States
53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2008-07-14 |
Branch Locations
53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shepherd Kaplan Llc | Boston | MA | 05/2007 | 10/2020 |
| Shepherd Kaplan Llc | Boston | MA | 10/2020 | Present |
| Access Fiduciary Services | Boston | MA | 01/2021 | Present |
Shepherd Kaplan LLC, Boston, MA, Investment Related, Investment Advisory Firm, IAR/Senior Vice President, 05/2007, 160 hours per month devoted, 130 hours per month devoted during securities trading, Provide investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-10 |
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