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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-31 |
| CA | RA | APPROVED | 2016-12-05 |
Branch Locations
11661 San Vicente Blvd, Los Angeles, CA 90049 • United States
429 Santa Monica Blvd, Santa Monica, CA 90401 • United States
15305 W Sunset Blvd, Pacific Palisades, CA 90272 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fort Lauderdale | FL | 10/2012 | 11/2016 |
| U.S. Bancorp Advisors, Llc | Los Angeles | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-21 |
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