Joshua Daniel Anspaugh

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-28
CA	RA	APPROVED	2024-12-16

TX RA
APPROVED

Since 2025-10-28
CA RA
APPROVED

Since 2024-12-16

Branch Locations

700 W. Ball Road, Anaheim, CA 92802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates Inc	San Diego	CA	07/2014	10/2018
Anspaugh Oil And Gas, Llc	La Jolla	CA	03/2018	Present
D.A. Davidson & Co.	Roseville	CA	10/2018	12/2024
Lpl Financial Llc	Anaheim	CA	12/2024	Present
Partners Fcu	Anaheim	CA	12/2024	Present

07/2014 → 10/2018

Raymond James & Associates Inc

San Diego, CA
03/2018 → Present

Anspaugh Oil And Gas, Llc

La Jolla, CA
10/2018 → 12/2024

D.A. Davidson & Co.

Roseville, CA
12/2024 → Present

Lpl Financial Llc

Anaheim, CA
12/2024 → Present

Partners Fcu

Anaheim, CA

Previous Registrations

2018-10-11 → 2024-12-17

D.A. Davidson & Co.

Los Angeles, CA

Carlsbad, CA

Roseville, CA
2017-01-09 → 2018-10-16

Raymond James & Associates, Inc.

San Diego, CA

Other Businesses

1-12/2024 / Partners Retirement and Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Rltd 2- 12/2024 / Anspaugh Oil & Gas LLC / Outside/W-2 Employment / Non Inv Rltd / start 01/01/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-05
S63	Uniform Securities Agent State Law Examination	2013-07-01

S66 Uniform Combined State Law Examination

2017-01-05
S63 Uniform Securities Agent State Law Examination

2013-07-01

Other Names

Joshua D Anspaugh

View on SEC IAPD