Dimitri Ioannis Hountalas

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-02-22

MI RA
APPROVED

Since 2024-02-22

Branch Locations

39900 Van Dyke Avenue, Sterling Heights, MI 48313 • United States

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

8450 Gratiot Rd, Saginaw, MI 48609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Birmingham	MI	12/2015	06/2019
Jpmorgan Chase Bank	Birmingham	MI	12/2015	06/2019
Cetera Investment Services Llc	Saint Cloud	MN	06/2019	02/2024
Independent Bank	Troy	MI	06/2019	02/2024
Cetera Investment Advisers Llc	Troy	MI	08/2019	02/2024
Lpl Financial Llc	Southfield	MI	02/2024	Present

12/2015 → 06/2019

Jp Morgan Securities Llc

Birmingham, MI
12/2015 → 06/2019

Jpmorgan Chase Bank

Birmingham, MI
06/2019 → 02/2024

Cetera Investment Services Llc

Saint Cloud, MN
06/2019 → 02/2024

Independent Bank

Troy, MI
08/2019 → 02/2024

Cetera Investment Advisers Llc

Troy, MI
02/2024 → Present

Lpl Financial Llc

Southfield, MI

Previous Registrations

2019-08-27 → 2024-02-22

Cetera Investment Advisers Llc

Troy, MI

Other Businesses

1- 02/2024 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name Retirement Strategy Centers / Investment Related / 160 hrs mth / 40 hours during trading / At reported business location(s) 2- 02/2024 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name America Group Retirement Strategy Centers / Investment Related / 160 hrs mth / 40 hours during trading / At reported business location(s) 3- 12/23/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Team One Investments Services - Investment Related - At Reported Business Location(s) - Start Date 12/12/2024 - 50 hours per month/ 10 hours during trading 4- 01/27/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ignite Investment Services - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 20 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-24
S63	Uniform Securities Agent State Law Examination	2016-02-02

S66 Uniform Combined State Law Examination

2019-08-24
S63 Uniform Securities Agent State Law Examination

2016-02-02

View on SEC IAPD