Inactive

Thomas Eugene Grooms

Sierra Summit Advisors LLC

Incline Village, NV

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Current Employers

Sierra Summit Advisors Llc

Incline Village, NV • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-06-06
IL	RA	APPROVED	2024-04-03

TX RA
APPROVED

Since 2024-06-06
IL RA
APPROVED

Since 2024-04-03

Branch Locations

Incline Village, NV • United States

4311 Ravenswood Ave #100, Chicago, IL 60613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Premier Asset Management Llc	Chicago	IL	08/2010	03/2022
Northern Trust	Chicago	IL	05/2022	03/2024
Sierra Summit Advisors Llc	Chicago	IL	03/2024	Present

08/2010 → 03/2022

Premier Asset Management Llc

Chicago, IL
05/2022 → 03/2024

Northern Trust

Chicago, IL
03/2024 → Present

Sierra Summit Advisors Llc

Chicago, IL

Previous Registrations

2017-08-31 → 2022-04-15

Premier Asset Management Llc

Chicago, IL

Designations

View on SEC IAPD

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