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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-15 |
| VA | RA | APPROVED | 2025-08-25 |
| MD | RA | APPROVED | 2022-02-24 |
| NC | RA | APPROVED | 2022-02-24 |
| NV | RA | APPROVED | 2020-08-11 |
| CA | RA | APPROVED | 2020-03-11 |
Branch Locations
8488 Rozita Lee Avenue Building 3, Suite 100, Las Vegas, NV 89113 • United States
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
Las Vegas, NV • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Newport Beach | CA | 10/2015 | 08/2020 |
| Park Avenue Securities Llc | Newport Beach | CA | 12/2015 | 08/2020 |
| Guardian Life Insurance | Irvine | CA | 09/2020 | 10/2022 |
| Park Avenue Securities | Irvine | CA | 09/2020 | 10/2022 |
| Guardian Life Insurance | Las Vegas | NV | 10/2022 | Present |
| Park Avenue Securities | Las Vegas | NV | 10/2022 | Present |
1. OUTSIDE BUSINESS INSURANCE SALES-SELL OUTSIDE INSURANCE PRODUCTS PER CLIENT NEED, Start: 10/15/2008, Address: 4675 MACARTHUR CT NEWPORT BEACH, CA 92660, 20 bus hrs per month, Investment related, >10% annual compensation, 2. Take the Mulligan Business Coach-Independent Contractor working with companies to help ensure setup appropriately, run efficiently and to aid in their succession planning., Start: 09/30/2022, Address: 10478 Precliffs Ct, Las Vegas NV, 89129, 10 total hours per month; 10 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Speaking, writing-writing my book and speaking on my life story as it pertains to my adoption, Start: 01/01/2022, Address: n/a, 5 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation, 4) TA Freeman Inc.- Owner, Start: 05/01/2022, Address: 10478 Precliffs Ct Las Vegas NV 89129, 0 total hours per month, Not investment related, No annual compensation, 5) Board Position for Foster Kinship-advisory board, Start: 08/31/2024, Address: 8691 W Sahara Ave, Las Vegas, NV 89117, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-20 |
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