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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-09 |
| GA | RA | APPROVED | 2026-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2008 | 06/2021 |
| Bank Of America, N.A. | Atlanta | GA | 06/2015 | 06/2021 |
| Ubs Financial Services Inc | Atlanta | GA | 06/2021 | 01/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 02/2026 | Present |
| Bank Of America, N.A. | Atlanta | GA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-07 |
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