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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-13 |
| CA | RA | APPROVED | 2023-01-27 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | La Jolla | CA | 05/2016 | 04/2020 |
| U.S. Bancorp Investments, Inc. | La Jolla | CA | 05/2016 | 04/2020 |
| Jpmorgan Chase Bank, N.A. | San Diego | CA | 04/2020 | Present |
| J.P. Morgan Securities Llc | San Diego | CA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-14 |
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