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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2008 | 02/2019 |
| Northwestern Mutual Investment Services, Llc | Knoxville | TN | 12/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2019 |
| Kevin Profitt | Knoxville | TN | 03/2019 | 06/2024 |
| Mark Pancatz | Knoxville | TN | 01/2021 | 06/2024 |
| Jim Lapinska | Knoxville | TN | 01/2021 | 06/2024 |
| Chad Keaton | Knoxville | TN | 01/2021 | 06/2024 |
| City Of Knoxville Parks And Rec Department | Knoxville | TN | 05/2021 | Present |
| Gregory Hewitt | Knoxville | TN | 06/2021 | 06/2024 |
| Daniel Ramsey | Knoxville | TN | 06/2021 | 06/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2021 | Present |
| Pklp Llc | Knoxville | TN | 06/2024 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. UMPIRE SUPERVISOR, CITY OF KNOXVILLE PARKS AND REC DEPARTMENT, 3701 LUDO RD, KNOXVILLE, , TENNESSEE, 37918, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 05/06/2021, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, UMPIRING YOUTH BASEBALL GAMES AND SUPERVISING OTHER UMPIRES. 3. CO-TREASURER, NORTH KNOXVILLE BUSINESS AND PROFESSIONAL ASSOCIATION, PO BOX 27473, KNOXVILLE, , TENNESSEE, 37927, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/13/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-TREASURER - I WILL MAKE DEPOSITS AND PAY BILLS. NON INVESTMENT RELATED. 4. NATHAN MYERS, 2120 KENYON ST, KNOXVILLE, , TENNESSEE, 37917, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/10/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BASEBALL UMPIRE. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-09 |
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