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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-13
MI RA APPROVED 2010-06-18
  • TX RA
    APPROVED_RES
    Since 2016-12-13
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

235 W Taft Rd Ste 200, Ashley, MI 48806 • United States

40 N Center Rd, Saginaw, MI 48638 • United States

Ashley, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ashley MI 09/2008 03/2020
Ameriprise Financial Services, Llc Ashley MI 03/2020 Present
Other Businesses

Outside Employment; A2 Business LLC; I am a financial advisor who's rolls include, but not limited to, providing services to clients and helping them manage the complexities of investing while also taking care of back-office tasks and taking care of their requests such as moving money, completing forms and other needs.; Manage advisory business; 1310 S Main St, Ste #14, Ann Arbor, MI, 48104; Not Investment-Related; 02/16/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16

View on SEC IAPD

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