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Carrie L Doyle

Wells Fargo Clearing Services, LLC

Chicago, IL

Glen Ellyn, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-24
TX RA APPROVED 2022-10-24
  • IL RA
    APPROVED
    Since 2022-10-24
  • TX RA
    APPROVED
    Since 2022-10-24

Branch Locations

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

Glen Ellyn, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 09/2008 10/2022
Bank Of America, N.A. Chicago IL 05/2014 10/2022
Wells Fargo Clearing Services, Llc Chicago IL 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-24
  • S66 Uniform Combined State Law Examination
    2009-04-24
Other Names
  • Carrie L Lacroix
  • Carrie C Doyle

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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