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Anthony Rojo

J.P. Morgan Securities LLC

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

98 W. Portal Ave, San Francisco, CA 94127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anthony Rojo Creative Newport Beach CA 10/2011 06/2017
Jpmorgan Chase Bank, N.A. San Francisco CA 11/2014 Present
J.P. Morgan Securities Llc San Francisco CA 11/2014 Present
  • 10/2011 → 06/2017
    Anthony Rojo Creative
    Newport Beach, CA
  • 11/2014 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 11/2014 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
Previous Registrations
  • 2009-11-17 → 2012-10-01
    Chase Investment Services Corp.
    Costa Mesa, CA
    Newport Beach, CA
  • 2009-01-30 → 2009-11-10
    Wells Fargo Investments, Llc
    Costa Mesa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
  • S66 Uniform Combined State Law Examination
    2009-01-29

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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