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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED | 2024-10-18 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marlcroft Asset Management Llc | New York | NY | 05/2012 | 05/2018 |
| Unemployed | Lincroft | NJ | 06/2018 | 10/2018 |
| Axa Advisors, Llc. | New York | NY | 10/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2018 | 06/2021 |
| National Securities Corporation | Boca Raton | FL | 06/2021 | 07/2022 |
| B. Riley Wealth Advisors | Boca Raton | FL | 06/2021 | 10/2024 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 10/2024 |
| Dfpg Investments, Llc | Sandy | UT | 10/2024 | Present |
| Diversify Advisory Services, Llc | Sandy | UT | 10/2024 | Present |
Griffin Wealth Partners; Investment related; Address same as BRWM; Marketing name for financial securities business conducted through B. Riley Wealth Management; start date 09/2024. 40 hours/ week devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-26 |
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