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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-06 |
| VA | RA | APPROVED | 2011-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 01/2011 | Present |
| Bank Of America Na | Newport News | VA | 02/2011 | Present |
I*428370Entity Type: Entity CharitableName of OBA: Norfolk State University FoundationAddress:Norfolk, Virginia, 23504Investment Related:NoPosition, Title, Association:Committee,Board MemberEmployee Start Date:07/01/2024No Hours:5Frequency: YearlyNo Hours during trading:2Duties:Serving in a support capacity. I*5112273, Entity Type: Entity For Profit, Name of OBA: 3400 LLC, Address: yorktown, Virginia, 23693, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/16/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Managing the property Rental Property I*5112274, Entity Type: Entity For Profit, Name of OBA: 373 LLC, Address: yorktown, Virginia, 23693, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/16/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: manage rental property rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-11 |
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