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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-06
VA RA APPROVED 2011-04-11
  • TX RA
    APPROVED_RES
    Since 2015-04-06
  • VA RA
    APPROVED
    Since 2011-04-11

Branch Locations

999 Waterside Dr, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport News VA 01/2011 Present
Bank Of America Na Newport News VA 02/2011 Present
Other Businesses

I*428370Entity Type: Entity CharitableName of OBA: Norfolk State University FoundationAddress:Norfolk, Virginia, 23504Investment Related:NoPosition, Title, Association:Committee,Board MemberEmployee Start Date:07/01/2024No Hours:5Frequency: YearlyNo Hours during trading:2Duties:Serving in a support capacity. I*5112273, Entity Type: Entity For Profit, Name of OBA: 3400 LLC, Address: yorktown, Virginia, 23693, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/16/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: Managing the property Rental Property I*5112274, Entity Type: Entity For Profit, Name of OBA: 373 LLC, Address: yorktown, Virginia, 23693, Investment Related: N, Position, Title, Association: ["Owner"], Employee Start Date: 11/16/2021, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: manage rental property rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-09
S63 Uniform Securities Agent State Law Examination 2008-12-11
  • S65 Uniform Investment Adviser Law Examination
    2011-04-09
  • S63 Uniform Securities Agent State Law Examination
    2008-12-11
Other Names
  • David Nate Johnson
  • David Nathan Johnson
  • David Nathan Johnson

View on SEC IAPD

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