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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-02-17
FL RA APPROVED 2020-02-04
  • PR RA
    APPROVED
    Since 2023-02-17
  • FL RA
    APPROVED
    Since 2020-02-04

Branch Locations

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Carolina, PR • United States

235 Federico Costa St Parque Las Americas, Suite 101, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Na. Miami FL 10/2013 05/2019
Citigroup Global Markets Inc. Miami FL 06/2014 04/2017
Citi International Financial Services Llc San Juan PR 04/2017 05/2019
Insigneo Securities, Llc Miami FL 05/2019 Present
Insigneo Advisory Services, Llc Miami FL 01/2020 Present
Previous Registrations
Other Businesses

REGISTERED WITH AFFILIATE RIA, INSIGNEO ADVISORY SERVICES LLC (IAS). INVESTMENT-RELATED. MIAMI, FL. FINANCIAL ADVISOR IN ASSET ALLOCATION. JAN 2020. SPENDS APPROX. 4 HRS/MONTHLY. ----- -ANCORA INSURANCE LLC Investment related_ Address: Puerto Rico_ Nature: General Insurance Agency licensed and regulated by the Puerto Rico Office of the Commissioner of Insurance (OCI). Authorized to sell fixed life insurance products and other fixed insurance solutions to residents of Puerto Rico. Only domestic Puerto Rico insurance products may be offered. No variable annuities, securities products, investment advisory services, financial planning services, capital raising activities, or other securities-related activities may be conducted through this other business._ Position: Authorized Representative_ Start date: 07/2026_ Devoted 40 hrs/month and 20 hrs/month during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-28
S65 Uniform Investment Adviser Law Examination 2014-09-17
  • S66 Uniform Combined State Law Examination
    2019-12-28
  • S65 Uniform Investment Adviser Law Examination
    2014-09-17
Other Names
  • Javier D Rodriguez Cardona

View on SEC IAPD

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