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333 Bush Street 4Th Floor, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
333 Bush Street 4Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| January Capital Advisors Llc | San Francisco | CA | 05/2015 | Present |
| Lpl Financial | San Francisco | CA | 05/2015 | Present |
1. 05/01/2015 - JANUARY CAPITAL ADVISORS/ DBA ONLY/ 100%/ SAN FRANCISCO, CA 2. 06/17/2015 - JANUARY CAPITAL ADVISORS - INV REL - 847 SANSOME STREET, FOURTH FLOOR, SAN FRANCISCO, CA 94111 - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) JANUARY CAPITAL ADVISORS - START 5/2015 - TIME SPENT 100% 3.09/2008 - Licensed Insurance Agent; San Francisco, Ca; non-investment related; offers insurance products; spends a minimal amount of time on this activity. 4. 02/02/2016 * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/15 * 2 HRS/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-06 |
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