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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-03-22
  • PA RA
    APPROVED
    Since 2011-03-22

Branch Locations

2101 Oregon Pike, Lancaster, PA 17601-4604 • United States

Lititz, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Lancaster PA 06/2008 Present
City National Bank Lancaster PA 05/2021 Present
Other Businesses

1) NAME OF ENTITY: Warwick Education Foundation ADDRESS: PO Box 278, Lititz PA 17543 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: To promote, enhance and endow enriched educational, teaching and learning opportunities within the W CAPACITY: Board of Directors *. START DATE: 11/28/2023 DUTIES: My duties as a board member include managing and engaging in prospecting for the foundation along with strategic planning for the operation of said foundation.. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-21
  • S66 Uniform Combined State Law Examination
    2011-03-21

View on SEC IAPD

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