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4500 Park Granada Suite 202, Calabasas, CA 91302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-04 |
| TX | RA | APPROVED | 2026-03-04 |
Branch Locations
4500 Park Granada Suite 202, Calabasas, CA 91302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Dallas | TX | 05/2013 | 09/2018 |
| 1St Global Advisors Inc. | Dallas | TX | 05/2013 | 09/2018 |
| Ares Financial Consulting | Calabasas | CA | 02/2026 | Present |
| Unemployed - Travel | Plano | TX | 09/2018 | 02/2026 |
09/2021 - Present; Compass for Wealth, Financial Educator and Coach. I provide financial education and coaching. I do not offer securities or investment advice through this business, so I do not consider this investment-related. I conduct this business from my home. The number of hours devoted is negligible.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-04-02 |
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