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Lisa Anne Johnson

Respire Wealth Management, LLC

Clyde, NC

League City, TX

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Current Employers
Respire Wealth Management, Llc

Clyde, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-09
CO RA APPROVED 2020-09-29
TX RA APPROVED 2018-01-04
  • NC RA
    APPROVED
    Since 2022-06-09
  • CO RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED
    Since 2018-01-04

Branch Locations

Clyde, NC • United States

League City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
On The Mark Financial Services, Inc. Assorted CO 08/1991 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2016 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 12/2017
Respire Wealth Management, Llc Houston TX 01/2018 Present
Previous Registrations
Other Businesses

1.ON THE MARK FINANCIAL SERVICES, INC., KEMAH, TX, 8/1991 AS TAX Planner/CEO/Insurance Agent - 1240 HR/YR - 800/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-12
S63 Uniform Securities Agent State Law Examination 2013-01-26
  • S65 Uniform Investment Adviser Law Examination
    2014-07-12
  • S63 Uniform Securities Agent State Law Examination
    2013-01-26
Other Names
  • Cookie Johnson
  • Lisa Anne Buchholtz
  • Lisa Anne Leibengood

View on SEC IAPD

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