Best Investors Account Sign in
Inactive

Nicholas Ray Faulkner

Sailcrest Capital Management LLC

Laguna Niguel, CA

Claim This Profile
Current Employers
Sailcrest Capital Management Llc

Laguna Niguel, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-09
  • CA RA
    APPROVED
    Since 2024-08-09

Branch Locations

Laguna Niguel, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathway Capital Management, Lp Irvine CA 01/2020 12/2023
Cintrifuse Syndicate Fund Llc Cincinnati OH 01/2015 12/2019
Sailcrest Capital Management Llc Newport Beach CA 12/2023 Present
Sailcrest Capital Consulting Llc Newport Beach CA 07/2024 Present
  • 01/2020 → 12/2023
    Pathway Capital Management, Lp
    Irvine, CA
  • 01/2015 → 12/2019
    Cintrifuse Syndicate Fund Llc
    Cincinnati, OH
  • 12/2023 → Present
    Newport Beach, CA
  • 07/2024 → Present
    Sailcrest Capital Consulting Llc
    Newport Beach, CA
Previous Registrations
  • 2009-01-22 → 2009-04-22
    Morgan Stanley & Co. Llc
    Newport News, VA
Other Businesses

Sailcrest Capital Consulting LLC ("SCC"), an entity wholly owned by Mr. Faulkner, provides consulting services to Public Works LP, a Cayman Islands exempted limited partnership, under a written consulting agreement. Mr. Faulkner's role is advisory and operational only. He (1) serves as a non-voting advisor to the fund's investment committee, providing analysis and strategic input on potential and current investments, and (2) supports operational functions — financial-reporting coordination, audit facilitation, and liaison with external service providers — in each case at the direction of the fund's general partner. Mr. Faulkner is not a director, officer, or employee of Public Works LP; he holds no board seat, has no signing authority on behalf of the fund, and has no vote or other decision-making authority over investments, distributions, or fund operations. All investment and management decisions are made solely by the general partner. This relationship creates a potential conflict of interest, as Mr. Faulkner's consulting role may overlap with investment recommendations made to clients of Sailcrest Capital Management LLC ("SCM"), the registered investment adviser through which Mr. Faulkner is registered as an investment adviser representative. SCM addresses this through full written disclosure of conflicts to clients and by making all recommendations solely in clients' best interests. Neither SCM nor Mr. Faulkner receives commissions or other transaction-based compensation in connection with this role; SCC receives fixed consulting fees for the services described.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-09
S65 Uniform Investment Adviser Law Examination 2024-04-12
S66 Uniform Combined State Law Examination 2009-01-21
  • S63 Uniform Securities Agent State Law Examination
    2026-07-09
  • S65 Uniform Investment Adviser Law Examination
    2024-04-12
  • S66 Uniform Combined State Law Examination
    2009-01-21
Other Names
  • Faulkner

View on SEC IAPD

More in Laguna Niguel, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor