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Inactive

James Earl Staten

Charles Schwab Investment Management, Inc

Atlanta, GA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-10
  • GA RA
    APPROVED
    Since 2023-03-10

Branch Locations

1075 Peachtree Street, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Atlanta GA 04/2011 05/2020
Usaa Financial Planning Services Atlanta GA 04/2011 05/2020
Usaa Investment Management Company Atlanta GA 01/2018 05/2020
Charles Schwab & Co., Inc. Atlanta GA 05/2020 02/2023
Charles Schwab Bank, Ssb Atlanta GA 05/2020 02/2023
Charles Schwab Investment Management Atlanta GA 02/2023 Present
  • 04/2011 → 05/2020
    Usaa Financial Advisors, Inc.
    Atlanta, GA
  • 04/2011 → 05/2020
    Usaa Financial Planning Services
    Atlanta, GA
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    Atlanta, GA
  • 05/2020 → 02/2023
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 05/2020 → 02/2023
    Charles Schwab Bank, Ssb
    Atlanta, GA
  • 02/2023 → Present
    Charles Schwab Investment Management
    Atlanta, GA
Previous Registrations
  • 2020-06-05 → 2023-04-14
    Charles Schwab & Co., Inc.
    Atlanta, GA
    Temple Terrace, FL
    Atlanta, GA
    Atlanta, GA
  • 2018-01-08 → 2020-05-24
    Usaa Investment Services Company
    San Antonio, TX
    Atlanta, GA
  • 2011-05-11 → 2018-01-08
    Usaa Financial Planning Services
    Atlanta, GA
    San Antonio, TX
  • 2009-12-16 → 2011-04-19
    Edward Jones
    Lawrenceville, GA
    St Louis, MO
    St Louis, MO
    Boca Raton, FL
    Lawrenceville, GA
    Boca Raton, FL
Other Businesses

Real Estate/Property Management | not investment related | Atlanta, Georgia | start date 10/01/2021 | owner, rental property | less than 20 hours per month | none during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
  • S66 Uniform Combined State Law Examination
    2009-12-11
Designations
Other Names
  • James E Staten

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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