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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-11 |
Branch Locations
San Francisco, CA • United States
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horizon Investments Llc | Ladera Ranch | CA | 06/2016 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 06/2016 | Present |
1.) Horizon Investments; Ladera Ranch, CA; Investment Related; Started 06/01/2016; Advisor; Divisional Director; 160 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-31 |
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