Robert J Sand

Current Employers

Vision Wealth Advisory

Orange, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-03-18

CT RA
APPROVED

Since 2024-03-18

Branch Locations

Orange, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Shelton	CT	08/2015	10/2016
Securities Service Network, Inc	Shelton	CT	10/2016	02/2017
Ssn Advisory, Inc	Shelton	CT	10/2016	02/2017
Tcm Securities, Inc	Woodstock	GA	02/2017	07/2019
Triumph Wealth Advisors	Woodstock	GA	02/2017	02/2020
Vision Wealth Advisory	Orange	CT	10/2016	Present
Integrity Insurance, Llc	Bridgeport	CT	04/2017	09/2024
Total Mortgage Services, Llc	Milford	CT	10/2016	02/2017
World Equity Group	Arlington Heights	IL	07/2019	02/2020
Lpl Financial, Llc	Westwood	NJ	02/2020	01/2024
Fortis Group Advisors, Llc	Westwood	CT	02/2020	01/2024
Vision Wealth Advisory, Llc	Orange	CT	01/2024	Present

08/2015 → 10/2016

Metlife Securities Inc

Shelton, CT
10/2016 → 02/2017

Securities Service Network, Inc

Shelton, CT
10/2016 → 02/2017

Ssn Advisory, Inc

Shelton, CT
02/2017 → 07/2019

Tcm Securities, Inc

Woodstock, GA
02/2017 → 02/2020

Triumph Wealth Advisors

Woodstock, GA
10/2016 → Present

Vision Wealth Advisory

Orange, CT
04/2017 → 09/2024

Integrity Insurance, Llc

Bridgeport, CT
10/2016 → 02/2017

Total Mortgage Services, Llc

Milford, CT
07/2019 → 02/2020

World Equity Group

Arlington Heights, IL
02/2020 → 01/2024

Lpl Financial, Llc

Westwood, NJ
02/2020 → 01/2024

Fortis Group Advisors, Llc

Westwood, CT
01/2024 → Present

Vision Wealth Advisory, Llc

Orange, CT

Previous Registrations

2020-03-02 → 2024-02-05

Fortis Group Advisors Llc

Bridgeport, CT
2017-02-10 → 2020-03-02

Triumph Wealth Advisors, Inc.

Milford, CT

Acworth, GA
2016-10-04 → 2017-02-09

Ssn Advisory, Inc.

Milford, CT
2015-08-24 → 2016-10-12

Msi Financial Services, Inc.

Shelton, CT
2011-08-22 → 2015-08-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

Stratford, CT

Fairfield, CT

New York, NY

Fairfield, CT

Ridgefield, CT

Stratford, CT

Stratford, CT

Fairfield, CT

Fairfield, CT
2011-03-10 → 2011-07-19

Chase Investment Services Corp.

Milford, CT

Fairfield, CT

Stratford, CT

Shelton, CT

Orange, CT

Other Businesses

1)01/2017 - BUSINESS OWNER - Effective Insights (Formerly Laser Lead Marketing) - 0% - NOT INVESTMENT RELATED - Orange, CT 06477 2)10/2016 - Non-Variable Insurance - ROBERT SAND/Vision Wealth Advisory - 0% - INVESTMENT RELATED - CHARLOTTE, NC 28210 3) 03/11/2023 - Merrimack College - Not Investment Related - Adjunct Professor 3 Hours per month/ 0 during securities trading - W-2 315 Turnpike St, North Andover, MA 01845 - Online 4) 10/17/2025 - Johnson & Wales University - Not Investment Related - Adjunct Professor 3 Hours per month/ 0 during securities trading - W-2 8 Abbott Park Place, Providence, RI 02903 - Online

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-03-08
S63	Uniform Securities Agent State Law Examination	2008-10-03

S65 Uniform Investment Adviser Law Examination

2011-03-08
S63 Uniform Securities Agent State Law Examination

2008-10-03

View on SEC IAPD