Brian Garth Carter

Current Employers

Employment History

• 01/2021 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2019 → 12/2020
  Zeta Global
  East Lansing, MI
• 02/2023 → Present
  Spc
  Ann Arbor, MI
• 01/2022 → Present
  Parkland Securities
  Ann Arbor, MI
• 08/2008 → 06/2018
  National Planning Corporation
  Santa Monica, CA
• 08/2001 → 10/2019
  Jackson National Life
  Lansing, MI

Previous Registrations

• 2008-09-04 → 2018-06-25
  National Planning Corporation
  Los Angeles, CA

Other Businesses

1. I own a Michigan LLC named "BGC Software, LLC." This is not an investment-related business. The address is the same as my home address, 7701 Winans Lake Rd, Brighton, MI 48116. This business is a software business set up to publish mobile apps on the Apple App Store. (I have one app on the App Store at this time.) I am the owner and president of the company. I started this business in March 2018. I devote about 5 hours/month to this business on average, and all of that is during evenings and weekends outside of securities trading hours. I am the sole member of the LLC and run all aspects of the business; computer programming is the chief activity. 2. DBA - BGC Wealth Management, LLC, Ann Arbor, MI. Name used for my financial services practices through Sigma Financial Corporation and SFC. Start date: 7/27/23, less than 3 hrs/mo. INV REL: Y

Exams

• S66 Uniform Combined State Law Examination
  2023-02-22
• S65 Uniform Investment Adviser Law Examination
  2008-09-03

Other Names

• Brian Carter