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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-12-22 |
| NC | RA | APPROVED | 2021-09-08 |
Branch Locations
254 Creekstone Ridge, Woodstock, GA 30188 • United States
Asheville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parsec Financial Management | Asheville | NC | 09/2015 | 07/2021 |
| Lpl Financial, Llc | Woodstock | GA | 09/2021 | Present |
1. 9/2021 - DBA for LPL Business (entity for LPL business) - Millsapps Financial Services - Investment Related - Asheville, NC 28805 2. 06/16/2022 - Millsapps Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/06/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-18 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-26 |
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