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125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-04-06 |
| CO | RA | APPROVED | 2026-03-18 |
| AZ | RA | APPROVED | 2026-03-10 |
Branch Locations
16427 N Scottsdale Rd Ste 395, Scottsdsale, AZ 85254 • United States
5655 S Yosemite St Ste 450, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2018 | 07/2018 |
| Keller Williams Capital Realty | Evansville | IN | 11/2015 | 12/2017 |
| Morgan Stanley | Gilbert | AZ | 10/2018 | 08/2020 |
| Fidelity Brokerage Services | Chandler | AZ | 08/2020 | 10/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 10/2025 |
| Morgan Stanley | Tempe | AZ | 10/2025 | 12/2025 |
| United Capital Financial Advisors, Llc | Irving | TX | 01/2026 | Present |
| Integrity Alliance, Llc | Greenwood Village | CO | 03/2026 | Present |
1) United Capital Financial Advisors; Investment Related - Yes; 5655 S Yosemite Street Greenwood Village, CO 80237; Wealth Management; Employee; Start date 01/06/2026; 160 hours per month; 160 hours per month during trading hours; Financial Planning and Advising/Wealth Management. 2) UNITED CAPITAL POSITION: Employee NATURE: Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/06/2026 ADDRESS: 5655 S Yosemite Street, Greenwood Village CO 80237, United States DESCRIPTION: Financial Planning and Advising/ Wealth Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-09 |
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