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Catrina Nicole Knox

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-21
  • CA RA
    APPROVED
    Since 2021-01-21

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Covina CA 01/2008 08/2018
Wells Fargo Advisors Llc Covina CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Covina CA 11/2016 08/2018
City National Bank Pasadena CA 08/2018 12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 01/2021 Present
Bank Of America, N.A. Los Angeles CA 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-10
  • S66 Uniform Combined State Law Examination
    2008-10-10
Other Names
  • Catrina N Vidaurry
  • Catrina N Knox
  • Catrina Nicole Knox

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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