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Benjamin J Malick

Bright Portfolios, LLC

Lee'S Summit, MO

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Current Employers
Bright Portfolios, Llc

11 Se 2Nd St, Lee'S Summit, MO 64063 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-09-18
  • MO RA
    APPROVED
    Since 2017-09-18

Branch Locations

11 Se 2Nd St, Lee'S Summit, MO 64063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Three Nine Financial Blue Springs MO 05/2016 05/2019
Cwm Advisors, Llc D/B/A Insprie Grain Valley MO 01/2017 04/2017
Bright Portfolios, Llc Lee'S Summit MO 06/2017 Present
Wise Wealth, Llc Lee'S Summit MT 02/2018 Present
Three Nine Investments, Llc Grain Valley MO 01/2016 Present
  • 05/2016 → 05/2019
    Three Nine Financial
    Blue Springs, MO
  • 01/2017 → 04/2017
    Cwm Advisors, Llc D/B/A Insprie
    Grain Valley, MO
  • 06/2017 → Present
    Lee'S Summit, MO
  • 02/2018 → Present
    Wise Wealth, Llc
    Lee'S Summit, MT
  • 01/2016 → Present
    Three Nine Investments, Llc
    Grain Valley, MO
Previous Registrations
  • 2018-02-14 → 2025-03-05
    Wise Wealth, Llc
    Blue Springs, MO
    Lee'S Summit, MO
  • 2016-05-18 → 2019-05-03
    Three Nine Financial
    Grain Valley, MO
  • 2017-02-10 → 2017-04-06
    Blue Springs, MO
    Meridian, ID
  • 2014-08-25 → 2016-04-15
    Leawood, KS
  • 2010-01-20 → 2010-08-11
    Cetera Investment Services Llc
    Independence, MO
  • 2008-10-17 → 2010-01-07
    Grain Valley, MO
    Oak Grove, MO
    Grain Valley, MO
    St Louis, MO
Other Businesses

1. BRIGHT PORTFOLIOS, LLC; CO-OWNER/CHIEF INVESTMENT OFFICER; 11 SE 2ND ST., LEE'S SUMMIT, MO 64063; REGISTERED INVESTMENT ADVISER; INVESTMENT RELATED: YES; TIME SPENT: APPROX 20/HRS PER MONTH. 2.WISE WEALTH, LLC; INVESTMENT ADVISER REPRESENTATIVE/FINANCIAL ADVISOR; 300 SW MAIN ST, LEE'S SUMMIT, MO 64063; INVESTMENT RELATED: YES; 20 HRS/MTH 3. THREE NINE INVESTMENTS, LLC; NON INVESTMENT RELATED; OWNER; HOLDING COMPANY; START DATE: 01/2016; 120 HRS/MTH AND 120 HRS/DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
  • S66 Uniform Combined State Law Examination
    2008-10-16
Designations
Other Names
  • Ben Malick
  • Benjamin J Malick
  • Ben J Malick
  • Ben James Malick
  • Benjamin James Malick
  • Benjamin Malick

View on SEC IAPD

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