Brian Patrick Wloszczynski

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-04-15

WI RA
APPROVED

Since 2021-04-15

Branch Locations

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Harris Financial Advisors, Inc.	Weyauwega	WI	08/2012	03/2017
Wells Fargo Clearing Services, Inc	Green Bay	WI	03/2017	04/2021
Lpl Financial Llc	Appleton	WI	04/2021	Present

08/2012 → 03/2017

Bmo Harris Financial Advisors, Inc.

Weyauwega, WI
03/2017 → 04/2021

Wells Fargo Clearing Services, Inc

Green Bay, WI
04/2021 → Present

Lpl Financial Llc

Appleton, WI

Previous Registrations

2017-03-16 → 2021-04-20

Wells Fargo Clearing Services, Llc

Neenah, WI

Duluth, MN

Green Bay, WI

Duluth, MN

Milwaukee, WI
2012-08-01 → 2017-03-23

Bmo Harris Financial Advisors, Inc.

Weyauwega, WI

Appleton, WI
2012-04-30 → 2012-08-01

M&I Financial Advisors, Inc

Appleton, WI

Appleton, WI

Weyauwega, WI

Appleton, WI

Other Businesses

1. 11/08/2022 - BPW Investments LLC - DBA: BPW Investments Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-27
S63	Uniform Securities Agent State Law Examination	2009-07-14

S65 Uniform Investment Adviser Law Examination

2012-04-27
S63 Uniform Securities Agent State Law Examination

2009-07-14

View on SEC IAPD