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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
1 Polaris Way Suite 100, Aliso Viejo, CA 92656 • United States
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Precept Advisory Group | Irvine | CA | 10/2014 | 12/2025 |
| Marsh Mclennan Agency | Aliso Viejo | CA | 11/2024 | Present |
| Mma Securities, Llc | Aliso Viejo | CA | 01/2026 | Present |
1. The Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Name of other business: N/A; Investment Related: No; Address: Los Angeles, California; Nature of Business: Rental Property; Start Date: 05/2017; Position/Title/Relationship: Owner; APX Number of hours per month: 10; APX Number of hours during trading hours: none; Brief Description of Duties: Manage property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-09 |
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